At Kirtane & Pandit, our Concurrent Audit practice for BFSI is designed to support financial institutions through ongoing transaction monitoring, control assessments, and real-time operational oversight aligned with evolving regulatory and governance expectations.
We work with Banks, NBFCs, Insurance Co, Mutual Funds, AIFs, Fund houses, Capital Markets Entities, and regulated entities to evaluate transaction processes, strengthen operational controls, identify process gaps, and improve compliance visibility through structured concurrent audit frameworks calibrated to dynamic financial operations.
What we do
Our Concurrent Audit engagements are designed to support organisations across transaction monitoring, operational control reviews, compliance oversight, and risk management requirements.
- Concurrent audits across financial and operational transactions.
- Real-time transaction verification and monitoring engagements.
- Review of operational and procedural control environments.
- Compliance-aligned transaction and process assessments.
- Identification of control gaps and operational weaknesses.
- Process level risk monitoring and exception reporting.
- Recommendations for operational efficiency improvements.
- Governance-focused reporting and management review support.
How the engagement works
Every Kirtane & Pandit engagement is aligned to the organisation’s transaction environment, operational complexity, regulatory obligations, and control framework requirements.
Our approach combines continuous monitoring methodologies, transaction-level review mechanisms, risk-focused evaluations, and governance-aligned reporting structures to support organisations in strengthening operational oversight, improving control effectiveness, and enhancing compliance preparedness.
Real-time monitoring framework
Structured concurrent review methodologies designed to support continuous visibility across transaction environments and operational activities.
Control and compliance assessment
Evaluations focused on procedural controls, operational integrity, compliance adherence, and risk exposure across financial processes.
Operational visibility and reporting
Defined reporting and escalation mechanisms supporting management oversight, exception tracking, operational accountability, and timely corrective action frameworks.
General questions
01 How do I scope this engagement?
Reach out and we’ll arrange a 30-minute scoping call with the lead partner — no commitment, no obligation.
02 How quickly can you mobilise?
Most engagements can be staffed within 2–3 weeks of engagement letter signing. Expedited transitions for time-bound matters have been completed in under 10 working days.
03 How do you charge?
Most work is fee-quoted up front based on scope. For longer-running mandates we offer annual retainers and hybrid models.