MBA / CA
Bangalore /Pune
5+ years
2
Profile: Process Audit
Working Days : 5 days
Working Shift : Rotational Shift
Job Location: Pune/ Bangalore.
Experience : 5 + Years
Job Description:
Review of each process executed by Loan Operations, starting with the teams in India:
Main Focus Areas are:
Which Checklists are used? EOD Checks & Transactional Checklists
Do these Checklists reflect the process and are they set up in an understandable way?
Which KODs are in place and are these followed?
Which High Risk Media Processes are in place?
Which exceptional handling processes are in place and how are these documented?
How is the evidence of controls documented?
Hand-shake process with other teams?
Documentation of the results of the above-mentioned reviews
Establishment of a Key Operating Document Framework for Trade Finance Operations
Process Review and subsequent Documentation
Which Checklists are used? EOD Checks & Transactional Checklists
Do these Checklists reflect the process and are they set up in an understandable way?
Which High Risk Media Processes are in place and are the controls designed in line with the policy / requirements?
Which exceptional handling processes are in place and how are these documented?
How is the evidence of controls documented?
Hand-shake process with other teams?
Support of the Definition of the Transaction Monitoring QA for Lending Ops
Coordination of the above-mentioned activities
Regular reporting on the current status of the initiatives
Regular reporting on the current status of the identified operational risks, the planned mitigation of these and the risk exposure to the group
Skills and experience
Knowledge of Lending and Trade Finance Products and Operations
Excellent analytical skills
Experience in the review of processes
Experiences within project management preferable
Understanding of Organizational Behavior & Problem Solving
Experience in internal audit or bank audit
To apply click on the link https://forms.gle/N3xi7P37vATDza3D6
Or send details on ta@kirtanepandit.com
